Walter Allan Huber

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 01/2019
  D.A. Davidson & Co.
  Pasadena, CA
• 01/2019 → 06/2025
  Western International Securities, Inc.
  Arcadia, CA
• 06/2025 → Present
  Lpl Financial Llc
  Arcadia, CA

Previous Registrations

• 2019-01-14 → 2025-06-05
  Western International Securities, Inc.
  Pasadena, CA
  Glendora, CA
  Pasadena, CA
  Arcadia, CA
• 2013-11-25 → 2019-01-14
  D.A. Davidson & Co.
  Pasadena, CA
• 2013-11-04 → 2013-11-25
  Crowell Weedon & Co.
  Pasadena, CA
• 2009-04-07 → 2013-11-04
  Crowell, Weedon & Co.
  Pasadena, CA
• 1998-04-01 → 2009-04-14
  Ubs Financial Services Inc.
  Pasadena, CA
  Pasadena, CA

Other Businesses

1. 6/5/2025: WIS Advisors Inc; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/1/2024; 160hrs/mo.; 120hrs during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-31
• S65 Uniform Investment Adviser Law Examination
  1997-10-31

Other Names

• W. Walter Allan Huber
• W. Huber
• Allan Huber