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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Lindale, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Lindale TX 10/1987 09/2025
Camp Financial Services, Llc Lindale TX 07/2013 Present
Avantax Advisory Services Lindale TX 07/2014 09/2025
Camp Tax & Wealth, Llc Lindale TX 07/2013 Present
Cetera Wealth Services, Llc Lindale TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1987 → 09/2025
    Avantax Investment Services, Inc.
    Lindale, TX
  • 07/2013 → Present
    Camp Financial Services, Llc
    Lindale, TX
  • 07/2014 → 09/2025
    Avantax Advisory Services
    Lindale, TX
  • 07/2013 → Present
    Camp Tax & Wealth, Llc
    Lindale, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lindale, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-07-22 → 2025-09-05
    Avantax Advisory Services
    Lindale, TX
Other Businesses

1) Camp Financial Services, LLC 106 East South Street Lindale TX 75771~Tax Preparation/Accounting~Owner/Sole Proprietor~7/1/2013~30hrs~30hrs~Income tax preparation and consultation 2) Camp Financial Properties, LLC P O Box 1450 Lindale TX~75771~Rental Property Owner/Management~Partner/General Partner~1/1/2011~2hrs~0hrs~oversight 3) CAMP TAX & WEALTH, LLC POSITION: Managing Member NATURE: Tax consulting and financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 07/01/2013 ADDRESS: 106 East South Street, Lindale TX 75771, United States DESCRIPTION: Income tax preparation Income tax consultation Wealth management Business planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-10
S63 Uniform Securities Agent State Law Examination 1987-11-04
  • S65 Uniform Investment Adviser Law Examination
    2014-07-10
  • S63 Uniform Securities Agent State Law Examination
    1987-11-04

View on SEC IAPD

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