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Kathleen L Burton

Ubs Financial Services Inc.

Richmond, VA

Weehawken, NJ

Richmond, VA

Richmond, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-12-06
  • VA RA
    APPROVED
    Since 2008-12-06

Branch Locations

1021 East Cary St, Richmond, VA 23219 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

951 East Byrd Street, Richmond, VA 23219 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Richmond VA 11/2008 Present
Previous Registrations
Other Businesses

STELLA & DOT / JEWELRY/ 911 PINE RIDGE RD RICHMOND, VA 23226 / SALES/ START DATE 10/05/2012 - 12/31/2015 / 4 HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-15
  • S66 Uniform Combined State Law Examination
    2005-08-15

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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