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Peggy Anne Klein

Edward Jones

Oro Valley, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-06
AZ RA APPROVED 2007-11-01
  • TX RA
    APPROVED_RES
    Since 2019-03-06
  • AZ RA
    APPROVED
    Since 2007-11-01

Branch Locations

10445 N Oracle Rd Suite 220, Oro Valley, AZ 85737-9358 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co. Oskaloosa IA 09/1987 Present
Edward D. Jones & Co., L.P. Oro Valley AZ 09/1987 Present
  • 09/1987 → Present
    Edward D. Jones & Co.
    Oskaloosa, IA
  • 09/1987 → Present
    Edward D. Jones & Co., L.P.
    Oro Valley, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-12-20
  • S63 Uniform Securities Agent State Law Examination
    1988-12-20
Designations
Other Names
  • Peggy Anne Raue
  • Peggy A Klein

View on SEC IAPD

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Other Offices

RIDGE CAPITAL ADVISORS, LLC · ORO VALLEY, AZ
EDWARD JONES · ORO VALLEY, AZ
GRADIENT ADVISORS, LLC · Oro Valley, AZ
WELLS FARGO CLEARING SERVICES, LLC · ORO VALLEY, AZ
OPPENHEIMER & CO. INC. · ORO VALLEY, AZ
THE WEALTH CONSULTING GROUP · Tucson, AZ
LPL FINANCIAL LLC · ORO VALLEY, AZ
EDWARD JONES · ORO VALLEY, AZ

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