John M Powers

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 10/2023
  Morgan Stanley & Co., Incorporated
  Rochester, NY
• 06/2009 → 10/2023
  Morgan Stanley
  Rochester, NY
• 10/2023 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 10/2023 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2009-06-01 → 2023-10-13
  Morgan Stanley
  Rochester, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Rochester, NY
  Rochester, NY
• 2006-07-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Rochester, NY
• 2004-01-14 → 2006-08-01
  Ubs Financial Services Inc.
  Billings, MT

Other Businesses

MSEC, LLC, 5700 W. 112th St., Suite 500, Overland Park, KS 66211; INVESTMENT RELATED; REGISTERED REP; 40 HRS/WK DURING SECURITIES HOURS. MARINER WEALTH ADVISORS; INVESTMENT RELATED: YES ADDRESS: 5700 W. 112TH ST. SUITE 500, OVERLAND PARK, KS 66211 NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR POSITION: REGIONAL MANAGING DIRECTOR START DATE: 10/2023 # OF HRS. PER WEEK: 40 ALL DURING TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-30
• S63 Uniform Securities Agent State Law Examination
  2000-03-15

Other Names

• John M Powers
• John Matthew Powers
• John M Powers