James Christopher Trudden

Current Employers

The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-09

NY RA
APPROVED

Since 2021-11-09

Branch Locations

Gilgo Beach, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Garden City	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Garden City	NY	11/2016	06/2018
Lpl Financial, Llc	Gilgo Beach	NY	06/2018	Present
The Pinnacle Financial Group	New York	NY	01/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Garden City, NY
11/2016 → 06/2018

Wells Fargo Clearing Services, Llc

Garden City, NY
06/2018 → Present

Lpl Financial, Llc

Gilgo Beach, NY
01/2020 → Present

The Pinnacle Financial Group

New York, NY

Previous Registrations

2021-08-03 → 2021-12-01

Lpl Financial Llc

Rockville Centre, NY

Gilgo Beach, NY

Rockville Centre, NY
2011-09-29 → 2013-12-31

Wells Fargo Clearing Services, Llc

Babylon, NY

Garden City, NY

Other Businesses

1. 1/16/2020 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2012 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-12-23

S63 Uniform Securities Agent State Law Examination

1987-12-23

View on SEC IAPD