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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-27
NJ RA APPROVED 2025-03-17
  • AZ RA
    APPROVED
    Since 2025-03-27
  • NJ RA
    APPROVED
    Since 2025-03-17

Branch Locations

960 Holmdel Rd. Bldg 2 Fl 1, Holmdel, NJ 07733 • United States

Fountain Hills, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Holmdel NJ 01/2012 Present
Private Portfolio Partners, Llc Holmdel NJ 03/2016 03/2025
  • 01/2012 → Present
    Holmdel, NJ
  • 03/2016 → 03/2025
    Private Portfolio Partners, Llc
    Holmdel, NJ
Previous Registrations
  • 2016-03-15 → 2025-04-08
    Private Portfolio Partners, Llc
    Holmdel, NJ
    Paramus, NJ
    Glendale, AZ
    Fountain Hills, AZ
  • 2014-09-26 → 2016-05-02
    Insight Private Advisors, Llc
    Holmdel, NJ
    Bridgewater, NJ
  • 2013-05-31 → 2014-12-31
    East Brunswick, NJ
    Morristown, NJ
  • 2005-09-16 → 2012-01-09
    Osaic Fa, Inc.
    Toms River, NJ
    Toms River, NJ
    Iselin, NJ
    Edison, NJ
    Iselin, NJ
  • 2002-06-29 → 2005-08-22
    Morgan Stanley Dw Inc.
    Red Bank, NJ
Other Businesses

1. 02/02/2015 - Quest Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2015 - 200 Hours Per Month/ 100 Hours During Trading 2. 06/09/2016 - Archway Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - start 03/2016 - 50 hrs/mo during secs trdg hrs. 3. 06/14/2016 - Private Portfolio Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Started 03/2016 - 50 hrs/mo during secs trdg hrs. 4. 5/1/2018: - Archway Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/21/2015 - 10 Hours Per Month/0 Hours During Securities Trading - Prepaid legal insurance. 5. 3/20/2020 - Archway Advisor Services LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/09/2020 - 5 Hours Per Month/1 Hour During Securities Trading. 6. 06/07/2024 - Other - writing a book - Advisor/ Author - Not Investment Related - At Reported Business Location(s) - Start Date 02/05/2024 - 8 Hours Per Month/ 0 Hours During Trading 7. 08/21/2024 - crump life insurance services - Non-Variable Insurance - Insurance Rep - Investment Related - At Reported Business Location(s) - Start Date 08/12/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-18
S63 Uniform Securities Agent State Law Examination 1997-03-27
  • S65 Uniform Investment Adviser Law Examination
    2002-06-18
  • S63 Uniform Securities Agent State Law Examination
    1997-03-27
Designations
Other Names
  • Anindita Rao
  • Tina Rao
  • Tina Dhar

View on SEC IAPD

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