Mark Garner Srofe

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 03/2024
  Crown Capital Securities,Lp
  Orange, CA
• 03/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2007-06-20 → 2024-03-13
  Crown Capital Securities, L.P.
  Cincinnati, OH
• 2006-04-13 → 2007-02-14
  L.M. Kohn & Company
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
• 2002-09-12 → 2006-03-31
  Equity Analysts Inc.
  Cincinnati, OH

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) THE ROSSELOT FINANCIAL GROUP, 7426 JAEGER COURT, CINCINNATI, OH, 03/2024, FINANCIAL ADVISOR, DBA, INV REL, 40 HR/MO, 40 HR/MO TRADING. 3) THE ROSSELOT FINANCIAL GROUP, 7426 JAEGER COURT, CINCINNATI, OH, 03/2024, INDEPENDNET INSURANCE AGENT FOR VARIOUS INDEPENDNET INSURANCE COMPANIES, INV REL, 40 HR/MO, 40 HR/MO TRADING. 4) INTERDEPENDENT ADVISORS, 7432 Jager Ct, Cin OH 45230, United States, START DATE 10/2025, Agent, DBA Name, NIR, 10 HR/MO, 10 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-11-11

Designations

• Certified Financial Planner