Roger Lee Zahn

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Principal Securities Inc
  Sewickley, PA
• 06/2002 → Present
  Principal Life Insurance Company
  Sewickley, PA
• 03/2023 → Present
  Zahn Financial Services Llc
  Sewickley, PA

Other Businesses

*GOLDEN ACRE PROPERTIES LLC,8/2007,BUYS RESIDENTIAL PROPERTIES AT REDUCED RATE AND SELLS. USES HOWARD HANNA REAL ESTATE AS AGENT, COORDINATES ACTIVITIES FOR PROPERTY REPAIR AND THEN SELLS. ALSO INCLUDES RENTAL PROPERTY, 6/2/17. ***Fixed Insurance; Investment Related; 5700 Corporate Drive, Suite 530, Pittsburgh, PA 15237; Agent; Life, Annuities, LTC, Health; Start Date: 10/19/2018; 3 hrs per month; 3 during trading hours. ZAHN FINANCIAL SERVICES, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/06/2022 ADDRESS: 2490 Pleuchel Road, Suite 100, Sewickley PA 15143, United States DESCRIPTION: Owner, Financial advisor. Zahn Financial Services LLC was established to form a team with Roger and Jesse Zahn. Zahn Financial Services will be used for joint expenses and payroll for our staff.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1987-12-30