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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1987-12-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 09/1987 | Present |
| Bank Of America, Na | Denton | TX | 12/2009 | Present |
I*339856 For profit or not for profit: Entity For Profit Name of outside business organization: J. Stuart Fitts Family Life Insurance Trust Investment related: N Address of business: OBA, OBA, OBA Nature of business: Position, title, association: ["Other"], Start date of relationship: 34121 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Trustee, Entity is a life insurance trust that and is held away from ML, I have served as a trustee since 1993 when this outside activity was first approved and only activities are endorsing an annual premium check from an outside bank account and tax return
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-15 |
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