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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-08-12
ID RA APPROVED 2022-08-25
TX RA APPROVED 2022-08-25
  • WA RA
    APPROVED
    Since 2024-08-12
  • ID RA
    APPROVED
    Since 2022-08-25
  • TX RA
    APPROVED
    Since 2022-08-25

Branch Locations

3729 Woodking Dr Ste 1, Idaho Falls, ID 83404-4720 • United States

116 E Fir St Ste B, Mount Vernon, WA 98273 • United States

100 2Nd Ave S Ste 140, Edmonds, WA 98020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Idaho Falls ID 01/2008 08/2022
East Idaho Credit Union Idaho Falls ID 01/2008 08/2022
Ameriprise Financial Services, Llc Idaho Falls ID 08/2022 Present
Previous Registrations
  • 2008-01-25 → 2022-09-09
    Idaho Falls, ID
    Salmon, ID
    Arco, ID
    St. Anthony, ID
    Idaho Falls, ID
    Rexburg, ID
    Dubois, ID
    Shelley, ID
    Challis, ID
    Idaho Falls, ID
    Fort Mill, SC
    Ammon, ID
    Idaho Falls, ID
    Shelley, ID
    St. Anthony, ID
    Ammon, ID
    Rexburg, ID
  • 2001-05-03 → 2008-01-28
    Cuna Brokerage Services, Inc.
    Idaho Falls, ID
    Idaho Falls, ID
Other Businesses

Independent Insurance Brokering; Western United Life Assurance/ Manhattan Life; 10/01/2022; Fixed Annuity. Business Ownership; Bright Star Management, LLC; Owner; Manage Ameriprise Business; 2255 Quail Ridge Drive , , Ammon, ID, 83401; Investment-Related; 08/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours / Rush Beds Ranch LLC; Co-owner; Real Estate; Swan Valley HWY 26, Across from HWY rest stop, Ririe , ID, 83443; Not Investment-Related; 06/08/2026; 0 hours per month; 0 during trading hours / Smart Horizons, LLC; Co-owner; Manage Ameriprise Business; 3729 Woodking Drive , #1, Idaho Falls, ID, 83404; Investment-Related; 09/01/2026; 40 to 59 hours per month; 60 during trading hours. Outside Employment; Bright Star Management, LLC; Owner; Manage advisory business; 900 Pier View Drive , Suite 204, Idaho Falls, ID, 83402; Investment-Related; 05/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-23
  • S66 Uniform Combined State Law Examination
    1999-06-23
Designations
Other Names
  • Adam C Serr
  • Adam C Serr

View on SEC IAPD

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