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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| AL | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED_RES | 2025-08-15 |
| CO | RA | APPROVED | 2023-11-30 |
Branch Locations
720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.H. Hill Securities, Lllp | Kingwood | TX | 07/2019 | 09/2019 |
| Hartman Investments | Houston | TX | 07/2019 | 09/2019 |
| Frontier Asset Manangement | Denver | CO | 08/2016 | 03/2019 |
| Unemployed | Denver | CO | 04/2019 | 06/2019 |
| Kestra Advisory Services, Llc | Denver | CO | 10/2019 | 03/2020 |
| Riverfront Investment Group, Llc | Richmond | VA | 07/2022 | 09/2023 |
| Alps Distributors, Inc. | Denver | CO | 07/2022 | 09/2023 |
| Envision Financal Systems | Denver | CO | 04/2020 | 06/2022 |
| Kestra Investment Services, Llc | Denver | CO | 10/2019 | 03/2020 |
| Tiaa | Denver | CO | 11/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-10 |
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