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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-10
KS RA APPROVED 2017-07-20
  • TX RA
    APPROVED
    Since 2017-08-10
  • KS RA
    APPROVED
    Since 2017-07-20

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawing Financial Inc. Overland Park KS 06/2000 10/2017
Lawing Financial Inc. Overland Park KS 07/2005 10/2017
Cambridge Investment Research, Inc Fairfield IA 07/2010 04/2018
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 Present
Private Client Services Overland Park KS 04/2018 Present
  • 06/2000 → 10/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 07/2005 → 10/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 07/2010 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → Present
    Private Client Services
    Overland Park, KS
Previous Registrations
  • 2005-07-25 → 2017-10-13
    Lawing Financial Inc
    Overland Park, KS
    Overland Park, KS
Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS. INVESTMENT RELATED. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. REGISTERED INVESTMENT ADVISOR. IAR-SALE AND SERVICE OF FEE BASED ASSET MANAGEMENT. 100 HOURS/MO; 80 DURING TRADING HOURS. 2) PRIME CAPITAL HOLDINGS, LP HAS CHANGED IT'S NAME TO CHHSZ HOLDINGS, LLC. DUE TO CHANGE IN OWNERSHIP, THE ABOVE REFERENCED CHANGE HAS BEEN MADE EFFECTIVE 10/01/2019. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. LP UNIT HOLDER/MEMBER. 5 HOURS/MO; 5 DURING TRADING HOURS. PROVIDES PROFESSIONAL INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. 3) GORDON RAY HILDEBRAND TRUST. 17085 SWITZER ROAD, OVERLAND PARK, KS 66211. ADMINISTER ESTATE, HANDLE TAX RETURNS & INVESTMENTS FOR TRUST. 1 HOUR/MO; 0 DURING TRADING HOURS. 4) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT, 02/2021, 10 HRS/MO; 10 HRS DURING TRADING. SALE AND SERVICE OF FIXED-INSURANCE PRODCUTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 5) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 6) THEMATIC INVESTMENTS. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. AN INVESTMENT COMPANY THAT CREATES, MARKETS, AND DISTRIBUTES THEME BASED ETF'S. PARTNER AND CONSULTANT. I ADVISE BIG PICTURE STRATEGY AND OVERALL DIRECTION. MARKETING, PR, AND WAYS TO GAIN EFFICIENCY. 7) JIMMY DUGAN, LLC. 7137 E COSTILLA DRIVE, CENTENNIAL, CO 80112. PURCHASE OF A COMMERICAL REAL ESTATE PROPERTY. THIS PROPERTY MAY PRODUCE SOME INCOME FROM RENTALS OF TENANTS. THE PRIMARY GOALS IS TO SELL FOR APPRECIATION IN THE FUTURE. MEMBER OF LLC AND PASSIVE INVESTOR IN A COMMERICAL REAL ESTATE PROPERTY. 1 HR/MO; 0 DURING TRADING HRS. 8) HS RANCHES. 17085 SWITZER, OVERLAND PARK, KS 66211. INVESTING IN AGRICULTURE/RECREATION LAND FOR PERSONAL USE AND DEVELOPMENT. WILL BE SETTING UP AN LLC FOR LIABILITY PROTECTION. OVERSEEING THE PRODUCTION OF THE AGRICULTURE DEVELOPMENT. 5 HRS/MO; 0 DURING TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-07
S63 Uniform Securities Agent State Law Examination 2000-06-15
  • S65 Uniform Investment Adviser Law Examination
    2005-07-07
  • S63 Uniform Securities Agent State Law Examination
    2000-06-15

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