Best Investors Account Sign in

Kendall Dunn Avery

Oppenheimer & Co. Inc.

Richmond, VA

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-03-11
  • VA RA
    APPROVED
    Since 2011-03-11

Branch Locations

The Arrington Building 1802 Bayberry Court - Suite 200, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Richmond VA 03/2011 Present
  • 03/2011 → Present
    Oppenheimer & Co
    Richmond, VA
Previous Registrations
  • 2009-03-13 → 2011-03-17
    Rbc Capital Markets, Llc
    Richmond, VA
    Richmond, VA
  • 1997-01-01 → 2009-03-13
    Ferris, Baker Watts, Llc
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-03
S63 Uniform Securities Agent State Law Examination 1988-02-05
  • S65 Uniform Investment Adviser Law Examination
    1992-08-03
  • S63 Uniform Securities Agent State Law Examination
    1988-02-05

View on SEC IAPD

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor