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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-10-15
  • NJ RA
    APPROVED
    Since 2014-10-15

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Columbus, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fullerton Financial Services Columbus NJ 03/1992 Present
Money Concepts Capital Corp Palm Beach Gardens FL 10/2014 Present
Previous Registrations
  • 2010-01-01 → 2014-10-22
    Global Investment Advisors, Llc
    Miami Beach, FL
  • 2005-06-16 → 2010-01-01
    Investors Capital Corp.
    Greenville, SC
    Columbus, NJ
  • 2002-07-03 → 2005-06-16
    Eastern Point Advisors Inc.
    Marlton, NJ
Other Businesses

1.FULLERTON FINANCIAL SERVICES- DBA FFS INSURANCE. INVESTMENT RELATED. FINANCIAL SERVICES: HEALTH AND P&C . PRESIDENT. STARTED 01/06. 40 HRS A MONTH. 40 HRS DURING SECURITIES TRADING HOURS. HIGH SALES SUPPORT, EXECUTIVE MANAGEMENT.PERFORM ACCOUNTING RESPONSIBILITIES. 2. Burlington Country Club Board of Governors, since 6/30/2025, 170 Burrs Road, Westampton, NJ 08060. Board Member, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-29
S63 Uniform Securities Agent State Law Examination 1987-11-02
  • S65 Uniform Investment Adviser Law Examination
    2008-07-29
  • S63 Uniform Securities Agent State Law Examination
    1987-11-02

View on SEC IAPD

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