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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-11 |
| NJ | RA | APPROVED | 2002-07-02 |
Branch Locations
10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States
Egremont, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2001 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2001 | Present |
OTHER OUTSIDE INSURANCE BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-28 |
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