Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-15 |
| NJ | RA | APPROVED | 2002-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Morristown | NJ | 04/1997 | Present |
1. 09/11/2007 - MORRISTOWN ROTARY CLUB - Non-Profit Board Member: Vice President - Not Investment Related -0 Hrs/Mth - 0Hrs During Trading. 2. 12/01/2011 - Weiss Capital Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - -0 Hrs/Mth - 0Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-10-19 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-25 |
Reach out to this advisor