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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-26
NC RA APPROVED 2009-01-09
  • TX RA
    APPROVED
    Since 2021-02-26
  • NC RA
    APPROVED
    Since 2009-01-09

Branch Locations

6000 Fairview Road Suite 500, Charlotte, NC 28210-3254 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Charlotte NC 01/2009 Present
City National Bank Charlotte NC 05/2020 Present
Previous Registrations
  • 2008-01-01 → 2009-01-26
    Charlotte, NC
  • 2004-03-11 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    St. Louis, MO
    Charlotte, NC
Other Businesses

(1) EAST MECKLENBURG HIGH SCHOOL ALUMNI FOUNDATION; ADDRESS: 6800 MONROE RD CHARLOTTE, NC 28212; BUSINESS DESCRIPTION: ALUMNI FOUNDATION; NOT INVESTMENT RELATED; START DATE: 08/01/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: HELP CREATE ANNUAL BUDGET, MAKE SPENDING DECISIONS, APPROVE PROJECTS, NOMINATE OTHER BOARD MEMBERS, FUNDRAISING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK:0 (2) COUNSELING CENTER OF CHARLOTTE; ADDRESS: 328 W CARSON BLVD, CHARLOTTE, NC 28203; BUSINESS DESCRIPTION: PASTORAL COUNSELING AFFILIATED WITH LOCAL BAPTIST CHURCHES; NOT INVESTMENT RELATED; START DATE: 02/02/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: WILL OVER SEE THE FUNCTIONS OF THE CENTER AND APPROVE EXPENDITURES OF THE CENTER; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .50 (3) PROVIDENCE BAPTIST CHURCH ENDOWMENT FUND; ADDRESS: 4921 RANDOLPH RD CHARLOTTE, NC 28211; BUSINESS DESCRIPTION: ENDOWMENT FUND; NOT INVESTMENT RELATED; START DATE: 03/01/2014; CAPACITY: COMMITTEE MEMBER; DUTIES: DETERMINE HOW MONEY IS SPENT AND ANNUAL REVIEW OF INVESTMENTS; HOURS DEVOTED PER YEAR: 8; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0; (4) MANSFIELD TIMBER LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: BUY AND HOLD TIMBERLAND; NOT INVESTMENT RELATED; START DATE: 07/01/2018; CAPACITY: OWNER-ACTIVE; DUTIES: LAND PURCHASE FOR TIMBER; HOURS DEVOTED PER MONTH: 6 HOURS PER YEAR; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (5) NAME OF ENTITY: Russell Mansfield - property owner; ADDRESS: 119-D Wentworth Street Charleston, SC 29401; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Rental condo in Charleston SC; CAPACITY: OWNER - ACTIVE; START DATE: 01/2020; DUTIES: My daughter and I will own the condo, rent it out for 6 months, then she will live in it while she is in college at College of Charleston; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-25
S63 Uniform Securities Agent State Law Examination 1987-12-08
  • S65 Uniform Investment Adviser Law Examination
    2009-06-25
  • S63 Uniform Securities Agent State Law Examination
    1987-12-08
Designations
Other Names
  • Russell Allan Mansfield

View on SEC IAPD

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