Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-26 |
| NC | RA | APPROVED | 2009-01-09 |
Branch Locations
6000 Fairview Road Suite 500, Charlotte, NC 28210-3254 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Charlotte | NC | 01/2009 | Present |
| City National Bank | Charlotte | NC | 05/2020 | Present |
(1) EAST MECKLENBURG HIGH SCHOOL ALUMNI FOUNDATION; ADDRESS: 6800 MONROE RD CHARLOTTE, NC 28212; BUSINESS DESCRIPTION: ALUMNI FOUNDATION; NOT INVESTMENT RELATED; START DATE: 08/01/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: HELP CREATE ANNUAL BUDGET, MAKE SPENDING DECISIONS, APPROVE PROJECTS, NOMINATE OTHER BOARD MEMBERS, FUNDRAISING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK:0 (2) COUNSELING CENTER OF CHARLOTTE; ADDRESS: 328 W CARSON BLVD, CHARLOTTE, NC 28203; BUSINESS DESCRIPTION: PASTORAL COUNSELING AFFILIATED WITH LOCAL BAPTIST CHURCHES; NOT INVESTMENT RELATED; START DATE: 02/02/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: WILL OVER SEE THE FUNCTIONS OF THE CENTER AND APPROVE EXPENDITURES OF THE CENTER; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .50 (3) PROVIDENCE BAPTIST CHURCH ENDOWMENT FUND; ADDRESS: 4921 RANDOLPH RD CHARLOTTE, NC 28211; BUSINESS DESCRIPTION: ENDOWMENT FUND; NOT INVESTMENT RELATED; START DATE: 03/01/2014; CAPACITY: COMMITTEE MEMBER; DUTIES: DETERMINE HOW MONEY IS SPENT AND ANNUAL REVIEW OF INVESTMENTS; HOURS DEVOTED PER YEAR: 8; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0; (4) MANSFIELD TIMBER LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: BUY AND HOLD TIMBERLAND; NOT INVESTMENT RELATED; START DATE: 07/01/2018; CAPACITY: OWNER-ACTIVE; DUTIES: LAND PURCHASE FOR TIMBER; HOURS DEVOTED PER MONTH: 6 HOURS PER YEAR; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (5) NAME OF ENTITY: Russell Mansfield - property owner; ADDRESS: 119-D Wentworth Street Charleston, SC 29401; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Rental condo in Charleston SC; CAPACITY: OWNER - ACTIVE; START DATE: 01/2020; DUTIES: My daughter and I will own the condo, rent it out for 6 months, then she will live in it while she is in college at College of Charleston; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-08 |
Reach out to this advisor