Leonard Richard Simpson

Current Employers

Employment History

• 04/2004 → 01/2022
  Ameritas Investment Corp.
  Lincoln, NE
• 04/2004 → 01/2022
  Ameritas Life Insurance Corp.
  Lincoln, NE
• 04/2004 → 01/2023
  20/20 Financial Advisers Of Sacramento, Llc
  Folsom, CA
• 06/2006 → 01/2023
  20/20 Financial Advisers Of De
  Folsom, CA
• 11/2015 → 01/2023
  20/20 Capital Management
  Costa Mesa, CA
• 01/2022 → 12/2024
  Private Client Services
  Folsom, CA
• 04/2022 → Present
  Prime Capital Financial
  Overland Park, KS

Previous Registrations

• 2015-12-04 → 2022-11-07
  20/20 Capital Management, Inc
  Folsom, CA
  Costa Mesa, CA
• 2004-06-23 → 2017-08-10
  Ameritas Investment Company, Llc
  Folsom, CA
  Lincoln, NE
  Glendale, AZ
• 2000-02-09 → 2004-05-11
  Equitable Advisors, Llc
  Gold River, CA

Other Businesses

1) UNITED CEREBRAL PALSEY OF NORTHERN CALIFORNIA. 4350 AUBURN BLVD, SACRAMENTO, CA 95841. UCP OF NORTHERN CALIFORNIA IS A LEADING PROVIDER OF PROGRAMS AND SERVICES FOR CHILDREN AND ADULTS WITH DEVELOPMENTIAL DISABILITIES. BOARD MEMBER. SERVE AS A BOARD MEMBER AND ATTEND BOARD MEETINGS. 1 HR/MO;0 DURING TRADING HRS. 2) CHHSZ HOLDINGS LLC. 62001 COLLEGE BLVD, SUITE #150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 1 HR/MO; 1 DURING TRADING HRS. 3) INTERNATIONAL ASSOCIATE OF REGISTERED FINANCIAL CONSULTANTS (IARFC). 146 NORTH BEND BLVD, MIDDLETOWN, OH 45402. CEO MANAGE OVER ALL OPERATIONS, AVAILABLE FOR DOMESTIC AND INTERNATIONAL TRUSTEE, ATTEND TRUSTEE BOARD MEETINGS, TRACK AND ANALYZE GROWTH POTENTIAL. 70 HRS/MO; 22 DURING TRADING HRS. 4) SALES OF FIXED INSURANCE. 1837 IRON POINT RD, STE 100, FOLSOM, CA 95630. LICENSED AS AN INDEPENDENT INSURACE AGENT TO SELL FIXED INSURANCE PRODUCTS. 65 HRS/MO; 60 DURING TRADING HRS. 5) PCRM, LLC. 6201 COLLEGE BLVD-SUITE 150. DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT. FIXED-INSURANCE PRODUCTS. INSURANCE AGENT; SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 40 HRS/MO; 40 DURING TRADING HRS. 6) DREAM BATHE INC, DBA BATHE, WELLNESS SPA, 2922 E CESAR CHAVEZ, AUSTIN, TX 78702, VICE PRESIDENT, ASSIST CEO IN LEADING ORG, DEVELOP AND IMPLEMENT STRATEGIC PLANS AND GOALS, PREPARE BUDGETS AND MANAGE RESOURCES, MAKE OPERATIONAL DECISIONS AND SOLVE ORGANIZATIONAL CHALLENGES, ACT ON BEHALF OF CEO WHEN DELEGATED AUTHORITY TO DO SO. 10 HOURS A MONTH/10 HRS DURING TRADING ACTIVITY. 7) ON THE FIELD EMS, 7923 ROCKY POINT CT, CITRUS HEIGHTS, CA 95610. PROVIDING ON-SITE EMT MEDICAL SERVICES AT VARIOUS COMMUNITY EVENTS. 10 HRS PER MONTH/0 HRS DURING TRADING HRS. NOT INVESTMENT RELATED. 8) Folsom Lake College, 10258 Folsom Blvd, Rancho Cordova, CA. Class Proctor/Instructor evaluating the students on the competence of various medical skills. Start date: 08/24/26, 10 hours per month/Non during trading hours, <1% of annual income.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-06
• S63 Uniform Securities Agent State Law Examination
  1987-11-09