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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-09 |
Branch Locations
1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | San Francisco | CA | 08/2014 | 09/2016 |
| Raymond James & Associates, Inc. | San Francisco | CA | 09/2016 | 10/2017 |
| Unemployed | Orinda | CA | 11/2017 | 09/2018 |
| Charles Schwab & Co., Inc. | Walnut Creek | CA | 10/2018 | Present |
| Charles Schwab Bank | Walnut Creek | CA | 10/2018 | Present |
REAL ESTATE/PROPERTY MANAGEMENT | INVESTMENT RELATED | ORINDA, CALIFORNIA | START DATE 02/14/2006 | LICENSED SALESPERSON (INACTIVE STATUS) | LESS THAN 20 HOURS PER MONTH | NONE DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-19 |
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