Jack Donald Roland

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1983 → Present
  Roland,Fry & Penola,P.C.
  Kingwood, TX
• 11/1983 → Present
  Roland, Fry & Warren, Llc
  Kingwood, TX
• 11/2015 → Present
  Governmental Financial Reporting Llc
  Kingwood, TX
• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-05-13 → 2016-06-09
  Signator Investors, Inc.
  Kingwood, TX
• 1997-09-25 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Austin, TX
  Kingwood, TX

Other Businesses

1.LIFELINE CHAPLAINCY, 1415 SOUTHMORE BLVD, HOUSTON, TX, 6/1991 AS BOARD MEMBER. NIR - 12 HR/YR - 0/TRADING. 2.COMPASSIONATE TOUCH, 1415 SOUTHMORE BLVD, HOUSTON, TX, 1/2000 AS BOARD MEMBER. NIR - 12 HR/YR - 0/TRADING. 3.INDEPENDENT INSURANCE AGENT, 1525 LAKEVILLE DR, STE 121, KINGSOOD, TX, 11/1991 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 0/TRADING. 4.TEAM COMPLETE ATHLETE KINGWOOD VOLLEYBALL FOUNDATION, 7410 STEEPLE CHASE GLEN, HUMBLE, TX, 9/2010 AS BOARD MEMBER. NIR - 1/YR - 0/TRADING. 5.ROLAND, FRY, & WARREN LLC, 1525 LAKEVILLE DR, STE 121, KINGWOOD, TX, 12/1982 AS CPA/OWNING MEMBER - PROVIDING TAX PREPARATION, ACCOUNTING, AUDITING, & FINANCIAL STATEMENT PREPARATION. NIR - 35/WK - 20/TRADING. 6.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-04-22