Pauline Swenson Malmgren

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Raymond James Financial Services, Inc
  Fairfax, VA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Fairfax, VA
• 05/2017 → Present
  The Swenson Living Trust
  Fairfax, VA

Previous Registrations

• 2002-05-09 → 2008-08-07
  Chevy Chase Financial Services
  Bethesda, MD
  Bethesda, MD
  Bethesda, MD

Other Businesses

1)Name of Business : The Swenson Living Trust Address: Fairfax, VA Nature of the Business: Trustee Position/Title: Trustee Investment Related:Yes Start Date: 05/26/2017 Hours per month devoted to this business: 30 Hours per month devoted to this business during trading hours: 23 Description of duties: Co-Trustee - I am also the financial advisor

Exams

• S66 Uniform Combined State Law Examination
  2002-05-08
• S65 Uniform Investment Adviser Law Examination
  1990-10-18
• S63 Uniform Securities Agent State Law Examination
  1988-10-06

Other Names

• Pauline S Malmgren
• Pauline Elizabeth Swenson
• Polly Swenson
• Pauline E Swenson