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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-29 |
| GA | RA | APPROVED | 2004-12-14 |
Branch Locations
515 East Crossville Road Suite 450, Roswell, GA 30075 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Roswell | GA | 05/2009 | Present |
COVENANT WEALTH MANAGEMENT, LLC; INV RELATED; ROSWELL, GA; 100% OWNERSHIP; START: 11/01/2022; 50 HOURS A MONTH; 50 HOURS DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-08 |
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