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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-29
GA RA APPROVED 2004-12-14
  • TX RA
    APPROVED_RES
    Since 2016-08-29
  • GA RA
    APPROVED
    Since 2004-12-14

Branch Locations

515 East Crossville Road Suite 450, Roswell, GA 30075 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Roswell GA 05/2009 Present
Previous Registrations
Other Businesses

COVENANT WEALTH MANAGEMENT, LLC; INV RELATED; ROSWELL, GA; 100% OWNERSHIP; START: 11/01/2022; 50 HOURS A MONTH; 50 HOURS DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-19
S63 Uniform Securities Agent State Law Examination 1988-03-08
  • S65 Uniform Investment Adviser Law Examination
    2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    1988-03-08
Other Names
  • Tom Tarabicos

View on SEC IAPD

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