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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2005-04-27 |
Branch Locations
2651 Washington Blvd Suite 5, Ogden, UT 84401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Ogden | UT | 09/1996 | Present |
1. FIXED AND INDEXED ANNUITIES - INDEFINITE - SPEND 8% TIME - THOUGH MCFARLAND FINANCIAL - OGDEN, UT. TRUSTEE FOR MCFARLAND FAMILY TRUST - NOT INVESTMENT RELATED- INDEFINITE. NO COMPENSATION - SPEND APPROXIMATELY 2% TIME. 2. MCFARLAND FAMILY TRUST POSITION: Other - trustee NATURE: Family Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 2279 Malaga Ave, Santa Clara, UT 84765 DESCRIPTION: As Trustee of my parents trust I am responsible for helping with their real estate, and rental properties. Now that my parents have passed away I also provide guidance to any other matters involving family trust, such as dividing the estate. 3. SHIMMERING GLASS LLC. POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 2279 Malaga Ave, Santa Clara, UT 84765 DESCRIPTION: I inherited a duplex from my parents estate which I now own and take care of collecting the rent and any repairs or maintenance which I can easily do or hire out any jobs which I choose not to do.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-06 |
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