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James Peter Gauthier

Cerity Partners LLC

Towson, MD

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-03
  • MD RA
    APPROVED
    Since 2023-01-03

Branch Locations

210 Allegheny Avenue, Fourth Floor, Towson, MD 21204 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maryland Capital Management, Llc Towson MD 06/2016 12/2022
Cerity Partners Llc New York NY 01/2023 Present
  • 06/2016 → 12/2022
    Maryland Capital Management, Llc
    Towson, MD
  • 01/2023 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2016-06-21 → 2023-03-03
    Maryland Capital Management, Llc
    Towson, MD
  • 2009-12-02 → 2010-11-12
    Vansant Mewshaw
    Hunt Valley, MD
  • 2008-09-16 → 2009-04-03
    Blackrock Investment Management, Llc
    Princeton, NJ
  • 2007-10-10 → 2007-12-17
    1919 Investment Counsel, Llc
    Baltimore, MD
  • 2000-10-04 → 2007-06-25
    Legg Mason Investment Counsel
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-14
S63 Uniform Securities Agent State Law Examination 1987-12-29
  • S66 Uniform Combined State Law Examination
    2008-11-14
  • S63 Uniform Securities Agent State Law Examination
    1987-12-29
Designations
Other Names
  • Jim Gauthier
  • James P Gauthier

View on SEC IAPD

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