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1104 Kenilworth Drive Suite 500, Towson, MD 21204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-12-16 |
Branch Locations
1104 Kenilworth Drive Suite 500, Towson, MD 21204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Towson | MD | 08/2006 | Present |
| Sfg Wealth Management, Llc(Formerly:SYnergy Financial Group,Llc) | Towson | MD | 12/2016 | Present |
1. 08/24/2009: GUARDIAN LIFE INSURANCE COMPANY - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - INS TYPE: LIFE 2. 08/24/2009: UNUM - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - INS TYPE: DISABILITY 3. 08/24/2009: PHOENIX - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - INS TYPE: LIFE 4. 12/10/2014: CAPITOL METRO FINANCIAL SERVICES, INC. - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 12/01/2014 - 1 HR/MO ALL DURING SECS TRDG HRS - AGENT. INS TYPES: LONG-TERM CARE, FIXED ANNUITIES, DISABILITY, LIFE 5. 07/13/2015: CRUMP - INV REL - 4135 NORTH FRONT STREET, HARRISBURG, PA 17110 - NON-VARIABLE INSURANCE - START 03/01/2015 - 1 HR/MO ALL DURING SECS TRDG HRS - SELL FIXED INSURANCE PRODUCTS THROUGH CRUMP AS A BROKER. INS TYPES: LIFE, HEALTH, DISABLITY, LONG-TERM CARE, FIXED ANNUITIES 6. 02/16/2016 - Synergy Benefit Consultants - INV REL - 401 Washington Ave. 7th Floor, Towson, MD 21204 - Non-Variable Insurance - START 01/01/2015 - Agent. 7. 6/13/2017 - North American L&H Ins. Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 06/06/2017 - 1 Hour Per Month During Securities Trading. 8. 8/17/2018 - Synergy Financial Group - DBA: SFG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/04/2017 - 40 Hours Per Month/40 Hours During Trading. 9. 3/2/2020 - SFG Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through SFG Wealth Management LLC, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 3/3/2020 - SFG Wealth Management - DBA: SFG Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 11. 3/17/2020 - SFG Wealth Management, LLC - DBA: (Hybrid) SFG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-19 |
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