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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-04-13
TX RA APPROVED_RES 2012-12-06
NC RA APPROVED 2002-03-04
  • SC RA
    APPROVED
    Since 2017-04-13
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • NC RA
    APPROVED
    Since 2002-03-04

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith, Inc Charlotte NC 12/1996 Present
  • 12/1996 → Present
    Merrill Lynch Pierce Fenner & Smith, Inc
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-06-25
  • S63 Uniform Securities Agent State Law Examination
    1988-06-25
Other Names
  • Liz Lachanski

View on SEC IAPD

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