Best Investors
Account
Sign in
Best Investors
Account
Sign in
Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-06 |
| MD | RA | APPROVED | 2026-05-14 |
| DC | RA | APPROVED | 2024-07-16 |
| CA | RA | APPROVED | 2024-07-10 |
| FL | RA | APPROVED | 2022-08-18 |
| NJ | RA | APPROVED | 2022-08-17 |
| NY | RA | APPROVED | 2022-08-17 |
Branch Locations
1001 Highway 71 Ms: Nj222, Spring Lake, NJ 07762 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
192 Kings Highway Nj180, Middletown, NJ 07748 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Princeton | NJ | 06/1988 | 11/2020 |
| Tiaa | Princeton | NJ | 06/1988 | 11/2020 |
| Westpark Capital, Inc | New York | NY | 12/2020 | 06/2022 |
| Investors Bank | Spring Lake Heights | NJ | 06/2022 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2022 | 08/2022 |
| Cetera Investment Advisers Llc | Spring Lake Heights | NJ | 06/2022 | 08/2022 |
| Citizens Securities, Inc. | Spring Lake Heights | NJ | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-14 |
Reach out to this advisor