David Ausmus

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 06/2019
  Morgan Stanley
  Columbus, OH
• 10/2016 → 03/2017
  Axelon Services Corp
  Dublin, OH
• 09/2015 → 09/2016
  Unemployed
  Dublin, OH
• 03/2017 → 06/2019
  Morgan Stanley Services Group Inc.
  Columbus, OH
• 02/2021 → Present
  J.P. Morgan Securities Llc
  Westerville, OH
• 08/2020 → 01/2021
  Staffmark
  Columbus, OH
• 07/2019 → 07/2020
  Unemployed
  Dublin, OH
• 02/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Westerville, OH

Previous Registrations

• 2017-04-27 → 2019-07-26
  Morgan Stanley
  Columbus, OH
• 2006-12-05 → 2009-04-08
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2006-02-02 → 2006-12-05
  Nationwide Investment Services Corporation
  Grandview Heights, OH
• 2003-02-28 → 2004-07-07
  Charles Schwab & Co., Inc.
  Paramus, NJ

Exams

• S66 Uniform Combined State Law Examination
  2020-01-25
• S63 Uniform Securities Agent State Law Examination
  2015-10-06

Other Names

• David Brian Ausmus