Edward Michael Winters

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) DBA: EM WINTERS FINANCIAL SERVICES INC. INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FINANCIAL ADVICE, SECURITIES AND FIXED INSURANCE SALES, START SEPT 2013, 40 HOURS PER WEEK - DURING TRADING HOURS, OWNER, REGISTERED REP / INVESTMENT ADVISER REP. (2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 2000, 1 HR/WEEK, VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE INS (3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: POWER OF ATTORNEY ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: POA APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY DUTIES FOR SON ;

Exams

• S66 Uniform Combined State Law Examination
  2007-01-03
• S63 Uniform Securities Agent State Law Examination
  1997-02-18