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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2004-10-25 |
Branch Locations
225 Waymont Court Suite 101, Lake Mary, FL 32746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2004 | Present |
| Datch Corporation Dba Alternative Small Business Solutions | Lake Mary | FL | 03/1994 | Present |
1) NAME OF OTHER BUSINESS: DATCH CORPORATION DBA ALTERNATIVE SMALL BUSINESS SOLUTIONS; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING; START DATE: 1994; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, PAYROLL AND TAX SERVICES AND CONSULTING; 2) NAME OF OTHER BUSINESS: THE BAYTREE CENTER ASSOCIATION INC; INVESTMENT RELATED: NO; ADDRESS: 2180 WEST STATE ROAD 434 SUITE 5000 LONGWOOD FL 32779; NATURE OF BUSINESS: BUILDING ASSOCIATION; START DATE: 2010; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, REVIEW AND APPROVE VENDOR CONTRACTS, ADDRESS BUILDING OWNER CONCERNS; 3) NAME OF OTHER BUSINESS: ORLANDO SUNSHINE CONDOMINIUM ASSOCIATION, INC; INVESTMENT RELATED: NO; ADDRESS: 5473 DEL VERDE WAY ORLANDO FL 32819; NATURE OF BUSINESS: CONDOMINIUM ASSOCIATION; START DATE: 1999; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETING, REVIEW BUDGET, SIGN CONTRACT BY/WITH BLUEGREEN CORP; 4) NAME OF OTHER BUSINESS: BREVARD FLAME INC; INVESTMENT RELATED: NO; ADDRESS: 730 BUTTONWOOD DRIVE MERIT ISLAND FL 32953; NATURE OF BUSINESS: WOMEN;S SPORTS TEAM; START DATE: 2010; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OPERATIONS HAVE CURRENTLY CEASED, PREPARED TAX RETURNS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-09 |
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