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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-05-19 |
| NE | RA | APPROVED | 2026-04-29 |
| AR | RA | APPROVED | 2026-04-08 |
| AL | RA | APPROVED | 2026-04-06 |
| MS | RA | APPROVED | 2026-04-06 |
| OK | RA | APPROVED | 2025-11-03 |
| DE | RA | APPROVED | 2023-11-01 |
| WA | RA | APPROVED | 2022-11-22 |
| RI | RA | APPROVED | 2018-10-25 |
| VA | RA | APPROVED | 2017-06-07 |
| MI | RA | APPROVED | 2012-06-07 |
Branch Locations
1441 W Long Lake Rd Ste 250, Troy, MI 48098-4436 • United States
Shelby Twp, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shelby Township | MI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Troy | MI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Troy | MI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-14 |
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