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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-09-02 |
| TX | RA | APPROVED | 2010-03-01 |
Branch Locations
320 West Eagle Drive Suite 101, Denton, TX 76201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Dallas | TX | 03/2010 | Present |
1. NVWZ LLC; 1305 Vista Verde Denton TX 76210; this is a personal LLC for asset protection at the advice of our attorney; this is our own personal account; Duties required to run a personal brokerage acct; 01/15/2018; 1.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 2. Camilla Minerals LLC; 1305 Vista Verde, Denton, TX 76210; Member - dispersing of funds if needed; 05/31/2018; 1.00 Hour(s) Per Month - not during securities trading hours; Investment-Related 3. Notary; 1305 Vista Verde St Denton TX 76210; Notary; 04/17/2017; 1 hr/year; During Security Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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