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Inactive

James Edwin Hall

Affinity Wealth Management LLC

Wilmington, DE

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Current Employers
Affinity Wealth Management Llc

2751 Centerville Road Suite 110, Wilmington, DE 19808 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-02-09
  • DE RA
    APPROVED
    Since 2018-02-09

Branch Locations

2751 Centerville Road Suite 110, Wilmington, DE 19808 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Wealth Management, Inc. Wilmington DE 04/2003 01/2018
Coastal Equities, Inc. Wilmington DE 10/2013 11/2017
Mercap Securities, Llc Paoli PA 11/2017 07/2020
Affinity Wealth Management, Llc Wilmington DE 02/2018 Present
  • 04/2003 → 01/2018
    Affinity Wealth Management, Inc.
    Wilmington, DE
  • 10/2013 → 11/2017
    Coastal Equities, Inc.
    Wilmington, DE
  • 11/2017 → 07/2020
    Mercap Securities, Llc
    Paoli, PA
  • 02/2018 → Present
    Affinity Wealth Management, Llc
    Wilmington, DE
Previous Registrations
  • 2003-05-28 → 2018-02-09
    Affinity Wealth Management Llc
    Wilmington, DE
  • 1997-12-22 → 2003-04-15
    Lpl Financial Llc
    Greenville, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-10
S63 Uniform Securities Agent State Law Examination 1989-10-09
  • S65 Uniform Investment Adviser Law Examination
    1997-12-10
  • S63 Uniform Securities Agent State Law Examination
    1989-10-09
Designations
Other Names
  • Jimmy Hall
  • Jim Hall
  • James Edwin Hall

View on SEC IAPD

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Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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