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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-04
TX RA APPROVED_RES 2017-04-27
  • NY RA
    APPROVED
    Since 2021-04-04
  • TX RA
    APPROVED_RES
    Since 2017-04-27

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Geneva NY 06/1987 Present
Metropolitan Life Insurance Company Geneva NY 06/1987 Present
Metlife Securities Inc. Geneva NY 06/1987 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Rochester NY 03/2017 Present
  • 06/1987 → Present
    Metropolitan Life Insurance Company
    Geneva, NY
  • 06/1987 → Present
    Metropolitan Life Insurance Company
    Geneva, NY
  • 06/1987 → Present
    Metlife Securities Inc.
    Geneva, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Rochester, NY
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS FOR 2HRS/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 2/2014

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-06-27
  • S63 Uniform Securities Agent State Law Examination
    1988-06-27

View on SEC IAPD

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