Thomas Wren Bell

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 06/2018
  Ubs Financial Services Inc
  Baton Rouge, LA
• 07/2018 → Present
  Stifel Nicolaus & Co Inc
  Baton Rouge, LA

Previous Registrations

• 2006-12-13 → 2018-07-03
  Ubs Financial Services Inc.
  Baton Rouge, LA
• 1990-09-13 → 2006-12-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lafayette, LA

Other Businesses

1. Barons of Bacchus; PO Box 2003 Baton Rouge LA 70821; This is an organization of Past Presidents of LeCercle de Bacchus, an organization that presents young ladies into society; Treasurer; Deposit annual dues and write checks for the Past President's Party annually; 08/08/1992; 15.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related. 2. Sigma Chi Chapter at Louisiana State University; 27 Dalrymple Drive, Baton Rouge, LA 70803; Fraternity; President of the Chapter Advisory Board; Oversee chapter, provide guidance, and mentorship; 10/19/2020; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-11
• S63 Uniform Securities Agent State Law Examination
  1987-12-16

Other Names

• Tommy W Bell
• Thomas Bell
• Tommy W Bell