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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-01-25
  • IL RA
    APPROVED
    Since 2007-01-25

Branch Locations

1400 Opus Place Suite 100, Downers Grove, IL 60515 • United States

North Barrington, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Schaumburg IL 01/2007 Present
Kolnicki Peterson Wirth Downers Grove IL 09/1993 Present
Cetera Financial Specialists Llc Schaumburg IL 06/1999 Present
Kpw Financial Services Downers Grove IL 11/2012 Present
  • 01/2007 → Present
    Schaumburg, IL
  • 09/1993 → Present
    Kolnicki Peterson Wirth
    Downers Grove, IL
  • 06/1999 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2012 → Present
    Kpw Financial Services
    Downers Grove, IL
Other Businesses

1)BANK OF COMMERCE IS NOT INVESTMENT RELATED AND THE POSITION IS BOARD OF DIRECTOR. DUTIES ARE CONDUCTING MONTHLY MEETINGS AND APPROX HRS PER WEEK ARE 1. AFFILIATION DATE WAS 1996.2)CPA SERVICE IS NOT INVESTMENT RELATED AND THE POSITION IS OWNER SINCE 9/10/93. DUTIES ARE PROVIDING CPA SERVICES AND APPROX HRS WEEKLY ARE 60.3)KPW TECH, INC 1400 OPUS PLACE, SUITE 100 DOWNERS GROVE, IL 60515 STOCKHOLDER, TREASURER. COMPUTER CONSULTING/5HRS/WK. EFFECTIVE 02/01/05; 4) RECEIVES REFERRAL COMMISSIONS ON HEALTH INSURANCE, START DATE: 09/2006, 1-2H/WK; 5) REAL ESTATE PROPERTY, 50% OWNER OF LLC WHICH PURCHASES PROPERTY, WILL PAY BILLS FOR PROPERTY, START 11/2007, 1H/WK: 6) POLLITZ & COMPANY, CPA'S; NOT INV REL; DOWNERS GROVE, IL; CPA FIRM- SUBSIDIARY OF KOLNICKI, PETERSON, WIRTH, CPAS; MEMBER; START DATE 10/22/2010; 5 HRS/WK: 7) KPW FINANCIAL SERVICES; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; DOWNERS GROVE, IL; BRANDING CETERA BUSINESS; REGISTERED REPRESENTATIVE; SINCE 11/2012; 40 HRS/WEEK DURING SECURITIES TRADING HOURS:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-24
S63 Uniform Securities Agent State Law Examination 1999-12-04
  • S65 Uniform Investment Adviser Law Examination
    2007-01-24
  • S63 Uniform Securities Agent State Law Examination
    1999-12-04

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