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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-01-25 |
Branch Locations
1400 Opus Place Suite 100, Downers Grove, IL 60515 • United States
North Barrington, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2007 | Present |
| Kolnicki Peterson Wirth | Downers Grove | IL | 09/1993 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/1999 | Present |
| Kpw Financial Services | Downers Grove | IL | 11/2012 | Present |
1)BANK OF COMMERCE IS NOT INVESTMENT RELATED AND THE POSITION IS BOARD OF DIRECTOR. DUTIES ARE CONDUCTING MONTHLY MEETINGS AND APPROX HRS PER WEEK ARE 1. AFFILIATION DATE WAS 1996.2)CPA SERVICE IS NOT INVESTMENT RELATED AND THE POSITION IS OWNER SINCE 9/10/93. DUTIES ARE PROVIDING CPA SERVICES AND APPROX HRS WEEKLY ARE 60.3)KPW TECH, INC 1400 OPUS PLACE, SUITE 100 DOWNERS GROVE, IL 60515 STOCKHOLDER, TREASURER. COMPUTER CONSULTING/5HRS/WK. EFFECTIVE 02/01/05; 4) RECEIVES REFERRAL COMMISSIONS ON HEALTH INSURANCE, START DATE: 09/2006, 1-2H/WK; 5) REAL ESTATE PROPERTY, 50% OWNER OF LLC WHICH PURCHASES PROPERTY, WILL PAY BILLS FOR PROPERTY, START 11/2007, 1H/WK: 6) POLLITZ & COMPANY, CPA'S; NOT INV REL; DOWNERS GROVE, IL; CPA FIRM- SUBSIDIARY OF KOLNICKI, PETERSON, WIRTH, CPAS; MEMBER; START DATE 10/22/2010; 5 HRS/WK: 7) KPW FINANCIAL SERVICES; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; DOWNERS GROVE, IL; BRANDING CETERA BUSINESS; REGISTERED REPRESENTATIVE; SINCE 11/2012; 40 HRS/WEEK DURING SECURITIES TRADING HOURS:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-04 |
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