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Jonny David Waddle

Stephens

Fayetteville, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-28
AR RA APPROVED 2007-03-26
  • TX RA
    APPROVED_RES
    Since 2014-04-28
  • AR RA
    APPROVED
    Since 2007-03-26

Branch Locations

3425 Futrall Drive Suite # 201, Fayetteville, AR 72703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Fayetteville AR 07/2004 Present
  • 07/2004 → Present
    Stephens Inc.
    Fayetteville, AR
Previous Registrations
  • 2002-11-26 → 2004-07-20
    Morgan Stanley Dw Inc.
    Fayetteville, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-23
S63 Uniform Securities Agent State Law Examination 1988-01-12
  • S65 Uniform Investment Adviser Law Examination
    2007-03-23
  • S63 Uniform Securities Agent State Law Examination
    1988-01-12
Other Names
  • Jonny Daivd Waddle

View on SEC IAPD

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