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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-05-12 |
Branch Locations
4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Charotte | NC | 08/2003 | Present |
1#. USO NORTH CAROLINA, INC., P.O. BOX 21, CHARLOTTE, NC. 28208, SERVICE ORGANIZATION FOR US ARMED FORCES, POSITION: VOLUNTEER, DUTIES: GREET,PREPARE FOOD FOR US ARMED FORCES AND FAMILIES., 6 HOURS A MONTH NOT DURING BUSINESS DAY. STARTED SEPT. 2006.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-10 |
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