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Donna Marie Dorazio

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-05-23
  • PA RA
    APPROVED
    Since 2011-05-23

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

100 N 18Th St 21St Fl [Vf-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-19
S63 Uniform Securities Agent State Law Examination 1988-01-07
  • S65 Uniform Investment Adviser Law Examination
    2011-05-19
  • S63 Uniform Securities Agent State Law Examination
    1988-01-07

View on SEC IAPD

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