Thomas Michael Garland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1995 → Present
  Houlette & Garland, P.C.
  Canyon, TX
• 01/2003 → Present
  Houlette & Garland Financial Services, L.P.
  Canyon, TX
• 07/2002 → Present
  Ananias Investments, Inc.
  Canyon, TX
• 07/2002 → Present
  Proverbs 3:5
  Canyon, TX
• 08/2009 → 08/2021
  Level Four Advisory Services
  Garland, TX
• 11/2012 → Present
  Lpl Financial Llc
  Canyon, TX

Previous Registrations

• 2009-12-02 → 2021-08-19
  Level Four Advisory Services
  Canyon, TX
  Dallas, TX

Other Businesses

1. 10/25/2012: PROVERBS 3:5 - OTHER - 1% OF TIME SPENT - Business Entity For Tax/Investment Purposes Only - HOLDING COMPANY FOR OFFICE BUILDING 2. 10/25/2012: HOULETTE & GARLAND, CPA - Tax Prep/Accounting/CPA - 80% OF TIME SPENT - FULL-SERVICE ACCOUNTING PRACTICE 3. 10/25/2012: ANANLAS INVESTMENTS - Business Entity For Tax/Investment Purposes Only -1% OF TIME SPENT - OWNS 1% IN OFFICE BUILDING 4. 05/02/2013: HOULETTE & GARLAND, LP - Tax Prep/Accounting/CPA - Not Investment Related - 2% OF TIME SPENT - ACT AS TAX PROFESSIONAL & LIMITED POA FOR TAX PURPOSES VIA FORM 2848 5. 02/25/2014: PIERCE AND GARLAND WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 6. 01/25/2024 - Tom Garland, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/14/2023 - 120 Hours Per Month/ 120 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-01
• S66 Uniform Combined State Law Examination
  1999-09-14

Other Names

• Tom Garland
• Tommy Garland