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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1736 E Sunshine Suite 504, Springfield, MO 65804 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Springfield | MO | 10/2010 | Present |
| Girard Securities, Inc | San Diego | CA | 12/2010 | 11/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
DBA CHANEY ASSET MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-29 |
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