James Matthew Chaney

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Oppenheimer & Co. Inc.
  Springfield, MO
• 12/2010 → 11/2017
  Girard Securities, Inc
  San Diego, CA
• 11/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-09-16 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Springfield, MO
  Corpus Christi, TX
• 2009-04-09 → 2010-08-27
  Wells Fargo Advisors Financial Network, Llc
  Springfield, MO
• 2007-04-02 → 2009-04-13
  Morgan Stanley & Co. Llc
  Springfield, MO
  Overland Park, KS
• 2001-10-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Springfield, MO
  Overland Park, KS
  Springfield, MO
  Springfield, MO

Other Businesses

DBA CHANEY ASSET MANAGEMENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-20
• S63 Uniform Securities Agent State Law Examination
  1987-12-29

Other Names

• Jim Chaney
• James Chaney