Blakely Garrett Biederman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-29
CA	RA	APPROVED	2003-11-07

TX RA
APPROVED_RES

Since 2016-06-29
CA RA
APPROVED

Since 2003-11-07

Branch Locations

1000 Town Center Dr Ste 300, Oxnard, CA 93036-1117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Oxnard	CA	11/2003	Present

11/2003 → Present

Lpl Financial Llc

Oxnard, CA

Previous Registrations

1998-10-28 → 2003-11-26

Ubs Financial Services Inc.

Oxnard, CA

Other Businesses

1. 02/05/2018 - Blakely G. Biederman, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 07/26/2017 - 200 Hours Per Month/200 Hours During Securities Trading. 2. 2/10/2020 - No Business Name - Not Investment Related - Home Based - Other-personal loan - Started 02/01/2020 - 0 Hours Per Month - Taking a short term personal loan from brother.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-18
S63	Uniform Securities Agent State Law Examination	1987-11-25

S65 Uniform Investment Adviser Law Examination

1992-05-18
S63 Uniform Securities Agent State Law Examination

1987-11-25

Other Names

Blake Biederman

View on SEC IAPD