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909 Washington Street Suite 202, Stoughton, MA 02072 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2006-07-13 |
| MA | RA | APPROVED | 2004-09-10 |
Branch Locations
909 Washington Street Suite 202, Stoughton, MA 02072 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ceres Financial Group, Inc | Stoughton | MA | 05/2002 | Present |
| Osaic Wealth Inc. (Fka Royal Alliance Associates, Inc.) | New York | NY | 06/1999 | Present |
1. CERES FINANICAL GROUP, INC POSITION: Principal NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/02/2002 ADDRESS: 909 Washington St., Suite 202 Stoughton, MA 02072, Stoughton MA 02072, United States DESCRIPTION: registered investment advisor 2. MICHELE RUSSELL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2002 ADDRESS: 909 Washington Street, Suite 202 Stoughton, MA 02072, Stoughton MA 02072, United States DESCRIPTION: Insurance broker 3. Osaic Wealth Inc. (fka Royal Alliance Associates, Inc) POSITION: Registered Representative- NATURE: Corporation- INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS:: 160 START DATE: 06/1999 ADDRESS: New York, NY DESCRIPTION: Broker-Dealer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-13 |
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