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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-02-27 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Source Capital Group, Inc. | Westport | CT | 12/2001 | 02/2017 |
| Ages Financial Services, Ltd. | Reading | MA | 02/2017 | 09/2024 |
| Trust Advisory Group, Ltd | Sedona | AZ | 02/2017 | Present |
| Stonex Securities Inc | Sedona | AZ | 09/2024 | Present |
Parade Deck Holdings, Inc.; NOT investment relates; 413 Independence Ave SE, Washington DC, 20003; working with the VA, VFW, and military organizations to help military veterans; member of the Board of Directors; 09/03/2025; 1 hr/month during non-trading hours; comment on ongoing business development
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-15 |
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