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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-04 |
| IA | RA | APPROVED | 2014-06-10 |
Branch Locations
2308 56Th Ave West, Bettendorf, IA 52722 • United States
Bettendorf, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Davenport | IA | 06/2014 | Present |
| City National Bank | Davenport | IA | 01/2018 | Present |
(1) NAME OF ENTITY: Highland Green at Crow Valley HOA ADDRESS: 10 Highland Green Court, Bettendorf, IA 52722 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 15/07/2025 CAPACITY: Director DUTIES: Highland Green at Crow Valley is a Homeowners Association made up of 39 residents in the Highland Green Addition of Crow Valley. Primary function is to access fees used for electrical, mowing and upkeep of the High Green housing addition. A Board is elected to act for the residents. I would be a Board Member. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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