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Philip Merle Seline

Rbc Capital Markets, LLC

Bettendorf, IA

Bettendorf, IA

CRD 1751843

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-04
IA RA APPROVED 2014-06-10
  • TX RA
    APPROVED
    Since 2015-02-04
  • IA RA
    APPROVED
    Since 2014-06-10

Branch Locations

2308 56Th Ave West, Bettendorf, IA 52722 • United States

Bettendorf, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Davenport IA 06/2014 Present
City National Bank Davenport IA 01/2018 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Highland Green at Crow Valley HOA ADDRESS: 10 Highland Green Court, Bettendorf, IA 52722 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 15/07/2025 CAPACITY: Director DUTIES: Highland Green at Crow Valley is a Homeowners Association made up of 39 residents in the Highland Green Addition of Crow Valley. Primary function is to access fees used for electrical, mowing and upkeep of the High Green housing addition. A Board is elected to act for the residents. I would be a Board Member. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-21
S63 Uniform Securities Agent State Law Examination 1987-11-13
  • S65 Uniform Investment Adviser Law Examination
    2013-05-21
  • S63 Uniform Securities Agent State Law Examination
    1987-11-13
Other Names
  • Philip M Seline

View on SEC IAPD

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