Kristina Wadman Oswald

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2013 → 06/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2026 → Present
  Kelly & Company Wealth Partners Llc
  El Segundo, CA

Previous Registrations

• 1998-06-25 → 2013-09-03
  Tower Square Securities, Inc.
  Canton, CT
  Collinsville, CT
  Canton, CT

Other Businesses

(1) INDEPENDENT INSURANCE AGENT, FROM BUSINESS ADDRESS, DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, 5 HOURS SECURITIES, 1 HOUR NON SECURITIES, SINCE 1/1998; (2) NAME OF OTHER BUSINESS: KELLY & COMPANY WEALTH PARTNERS LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: FIRST CONGREGATIONAL CHURCH CANTON CENTER INVESTMENT RELATED: NO ADDRESS: 184 CHERRY BROOK ROAD. CANTON, CT 06019 NATURE OF BUSINESS: SUBCOMMITTEE START DATE: 01/01/2016 POSITION/TITLE/RELATIONSHIP: SUBCOMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: MEET 2-3 TIMES A YEAR TO REVIEW CHURCH'S ENDOWMENT FUNDS. (4) NAME OF OTHER BUSINESS: FINANCIAL PLANNING ASSOCIATION OF CONNECTICUT, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: MEMBER BOD, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ATTENDING MEETINGS, REVIEWING POLICIES AND EVENTS AND VOTING ON CHAPTER MATTERS AS NEEDED, MEMBER OF MEMBERSHIP COMMITTEE; (5) NAME OF OTHER BUSINESS: CANTON COMMUNITY HEALTH FUND, INVESTMENT RELATED: NO, ADDRESS: 138 TORRINGTON AVENUE, COLLINSVILLE, CT 06019, NATURE OF BUSINESS: NON-PROFIT, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACCOUNTING OF BANK AND INVESTMENT ACTIVITY; (6) NAME OF OTHER BUSINESS: MOUNT HOLYOKE CLUB OF CONNECTICUT; INVESTMENT RELATED: NO; ADDRESS: 50 COLLEGE ST SOUTH HADLEY FALLS MA 01075; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/1/2026 ; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 0.2; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: TRACK INCOME & EXPENSES, PROVIDE REPORTS TO BOARD OF COLLEGE OF BANK A/C'S AND MEMBER PAYMENT ACTIVITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-26
• S63 Uniform Securities Agent State Law Examination
  1998-05-05

Designations

Other Names

• Kristina Wadman