James Kent Weissman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1987 → 09/2025
  Avantax Investment Services, Inc.
  Chicago Heights, IL
• 09/1993 → 09/2025
  Avantax Advisory Services
  Chicago Heights, IL
• 05/2012 → 12/2018
  M&J Business Solutions
  Chicago Heights, IL
• 05/2016 → 12/2021
  James K Weissman
  Chicago Heights, IL
• 12/2021 → Present
  Butterscotch Foxx Llc
  Chicago Heights, IL
• 01/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Chicago Heights, IL
• 01/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Chicago Heights, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Chicago Heights, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1998-09-11 → 2025-09-05
  Avantax Advisory Services
  Chicago Heights, IL

Other Businesses

1) Traveling Notary~'NIR'~445 S Halsted St~Chicago Heights~IL~60411~Notary Public~Owner/Sole Proprietor~6/1/1972~3hrs~2hrs~Independent Notary. 2) WF Banking Products~'NIR'~445 S Halsted St~Chicago Heighhts~IL~60411~Other~Contractor~1/1/2008~1hrs~0hrs~Mortgages, home equity loans, trust products, educational loans and small business loans. 3) Mortgage Advice~'NIR'~445 S Halsted St~Chicago Heights~IL~60411~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~4/1/1990~1hrs~1hrs~Independent Contractor. Mortgage clients referrals. 4) J Weissman, Reiki Master-Teacher~'NIR'~445 S Halsted St~Chicago Heights~IL~60411~School/College Professor/Teacher/Administrator~Teacher/Professor/Trainer~6/1/2012~5hrs~0hrs~Trainer, practitioner 5) James K Weissman~'NIR'~445 S Halsted St~Chicago Heights~IL~60411~Other~Owner~5/1/2016~2hrs~0hrs~Perform ceremonies, administer applicable license duties 6) LFS FINANCIAL INC POSITION: Tax Preparer NATURE: Tax preparer, taxpayer representative for audits of prepared returns. Bookeeper. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/10/2021 ADDRESS: 445 So. Halsted St, Chicago Heights IL 60411, United States DESCRIPTION: Prepare tax returns, primarily for business entities and trusts. Represent taxpayers when returns are questioned or audited by a government agency.Write up off clients business records as a preliminary step to tax preparation. 7) BUTTERSCOTCH FOXX LLC POSITION: CFO NATURE: This is a 2 person business. 1 photographer, 1 model. Produces pictures for calendars, promotional use. I am the minority owner (49%). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2021 ADDRESS: 445 So. Halsted St, Chicago Heights IL 60411, United States DESCRIPTION: In addition to administrative duties such as bill paying and tax compliance, I provide my skills as a photographer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-31
• S63 Uniform Securities Agent State Law Examination
  1991-11-26