Roger James Richter

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  State Farm Vp Management Corp.
  Freeland, MI
• 12/2011 → Present
  Roger Richter Insurance Agency
  Freeland, MI
• 08/2018 → Present
  State Farm Investment Management Corp
  Freeland, MI

Other Businesses

1) FREELAND COMMUNITY CHAMBER OF COMMERCE, NON-INVESTMENT-RELATED, VICE PRESIDENT, 01/01/2015, 240 E WASHINGTON #217 FREELAND MI 48623, LOCAL CHAMBER OF COMMERCE, PROMOTE LOCAL BUSINESSES AND SUPPORT COMMUNITY ACTIVITIES. NOVEMBER ELECTIONS FOR PRESIDENT, WILL BE RUNNING AGAINST OTHER CANDIDATES. IF ELECTED PRESIDENT I WILL CHAIR THE BOARD OF DIRECTORS FOR THE CHAMBER, SET MEETING AGENDAS AND GUIDE ANNUAL ACTIVITIES. I WILL NOT HAVE ANY FINANCIAL DUTIES WITHIN THE CHAMBER AND NO RESPONSIBILITIES FOR ANY SPENDING FOR FUNDING, WHICH IS THE BOARD'S AND TREASURER'S RESPONSIBILITY. 8, 0; MAKE DEPOSITS IN THE CHECKING ACCOUNT 2) Downtown Development Authority Tittabawassee Township; non-investment-related; 145 S Second St, Freeland, MI 48623; The DDA was formed to sustain and improve the redevelopment of the downtown village area of the Township. A Board of nine individuals representing various segments of the DDA District and Township provide the direction for the activities of the DDA.; board member; 11/16/16; 1; 1. 3) Roger Richter's Insurance Agency; Insurance Agency; Investment-related; 122 S Main St Ste 3 Freeland, MI 48623-8955; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2011; 80; 80; Service customers and supervise employees

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-03
• S63 Uniform Securities Agent State Law Examination
  2011-05-19