Steven Craig Nearman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 04/2021
  Lincoln Financial Securities Corporation
  Plymouth, MA
• 04/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2005-11-02 → 2021-04-28
  Osaic Fs, Inc.
  Alexandria, VA
  Plymouth, MA
  North Falmouth, MA
• 1999-01-05 → 2005-10-17
  Investors Security Company, Inc.
  Alexandria, VA

Other Businesses

1) NEARMAN FINANCIAL CONSULTING, INC, 39 HATHERLY RISE, PLYMOUTH, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/01/88, INV REL, 4 HR/WK- 4/TRADING HR. 2) NEARMAN FINANCLA CONSULTING, INC, 39 HATHERLY RISE, PLYMOUTH, MA, CPA/Enrolled Agent/Tax Preparer/Accounting Services, 12/01/00, INV REL, 40 HR/YR- 0/TRADING HR. 3) THE GREAT BLIZZARDS OF MASSACHUSETTS SPECIAL HOCKEY, 39 HATHERLY RISE, PLYMOUTH MA, BOARD MEMBER OF NON-PUBLIC ENTITY, FOUNDER/PRESIDENT/EXECUTIVE DIRECTOR, 11/16/19, NIR, 8 HR/WK- 0/TRADING HR 4) AMERICAN RED CROSS, 286 SOUTH ST, HYANNIS, MA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 06/01/19, NIR, 5 HR/MO- 0/TRADING HR. 5) HATHERLY RISE CONDO ASSOCIATION, 5 HATHERLY RISE, PLYMOUTH, MA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 03/23/21, NIR, 5 HR/MO- 0/TRADING HR 6) STEVE NEARMAN, 39 HATHERLY RISE, PLYMOUTH, MA RENTAL PROPERTY OWNER, 01/01/18, NIR, 5 HR/YR- 0/TRADING HR. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 05/05/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 8) MOMENTUM SOUTH SHORE SUPPORT SERVICES INC, 385 COURT STREET, SUITE 102, PLYMOUTH MA 02360, United States, 03/23/2022, COMPANION CARE, Employee (receive a W-2), NIR, 50 HR/MO - 15 HR/MO TRADING 9) SPECIAL HOCKEY INTERNATIONAL, 39 Hatherly Rise, Plymouth MA 02360-0000, 10/15/2024, Board Member, Volunteer, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-30
• S63 Uniform Securities Agent State Law Examination
  1987-12-04